AML Analyst, Global Bank, HKD25k


Salary:

$25000 - 25000 / month

Location:

Central and Western District

Date posted:

19 September 2018

Employment type:

Permanent

Reference:

JW1267

Specialisation:

Finance and accounting


Description

The Company

A 1st tier foreign bank, with an international presence. Offers services across Private Banking, Corporate and Investment Banking, Insurance, Commercial and Retail Banking, Securities as well as Asset Management.

Investor AML / KYC and FATCA / AEOI Onboarding, Periodic Revisits and Maintenance to support the AML / AEOI Investor Services Manager as well as the Investor Services trading team in Hong Kong and Chennai.

The Role

  • Perform investor AML/TF, KYC and documentation review at onboarding and prepare the investor KYC pack and checklist for the Manager to sign off
  • Perform AML/TF Revisit Reviews on investors and update the checklist and system as required
  • Prepare the FATCA/CRS Indicia and Documentation Review for the Manager to sign off
  • Assist to prepare FATCA/AEOI files and reports for client filing before the regulatory deadline
  • Ensure effective communication with clients and investors
  • Escalate issues/potential issues, operational risks identified to the Manager
  • Ensure strict compliance with internal procedures and guidelines as well as the regulatory environment
  • Undertake investor name screening and identify any unusual and/or suspicious transactions with reporting in accordance with the relevant regulatory requirements
  • Ensure investor AML/TF and KYC as well as FATCA/AEOI information and status are accurately updated and maintained in the TA systems and logs/records
  • Maintain the log of outstanding investor documentation and follow up with investors and clients for any missing documents
  • Prepare and maintain reports relating to investors' status of AML/TF/KYC and FATCA/AOEI
  • Support other operational functions, including internal fund transfers for subscription / redemption and transfer/switch trade orders and client reporting.
  • Scan and file documents for our records as required

Your Profile

  • Bachelor degree
  • 1 year experience processing investor Anti Money Laundering and Terrorist Financing procedures preferred
  • 1 or more years' experience with fund administration a great advantage but not mandatory
  • Knowledge of W forms and Self Certification forms for FATCA / CRS / AEOI an advantage but not mandatory
  • Fresh grads welcome

Apply Today

To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.



Hong Kong

21st Floor, Nexxus Building
41 Connaught Road, Central, Hong Kong Island
Central, Hong Kong Island
+852 3653 7300
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