Compliance Manager, Asset Management

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Salary : $360000 - $720000
Location : Central and Western District
Post Date :

Description :

The Company

Our client is an Asset Management firm with an expanding workforce, and your exceptional skills in compliance are needed to enhance their compliance functions. With a streamlined organization this company is set for growth, and here is an exciting opportunity to be a part of a business that continually invest in its employees by providing ongoing training, networking and mobility.

The Role

As a direct reporter to the Head of Legal, Compliance, and Risk you will serve as a team member under the Compliance Department to strengthen the compliance functions for their Asset Management business.

  • Reviewing and updating marketing materials, policies & procedures to ensure meeting regulation requirements.
  • Providing compliance advice to business units
  • Performing compliance reviews/ monitoring for the Asset Management business
  • Handling enquiries from law enforcement, regulators, and customers
  • Conducting compliance monitoring and reporting on anti- money laundering related matters
  • Conducting KYC review and approval for all on-boarding and existing customers
  • Handling customer complaint cases

Your Profile

  • University graduate with a background in Finance, Business, or Law
  • Minimum of 4 years of compliance experience in banking industry, exposure in Asset Management is advantageous
  • Excellent interpersonal and communication skills
  • Proficient in both spoken and written Cantonese and English. Mandarin is a plus.

Apply Today

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Hong Kong

21st Floor, Nexxus Building,
41 Connaught Road,
Hong Kong
Phone : +852 3653 7300

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