Compliance Officer, PE Fund House


Salary:

HK$40,000.00 - HK$40,000.00 / month

Location:

Central and Western District

Date posted:

24 April 2019

Employment type:

Permanent

Reference:

RK190424

Specialisation:

Banking and financial services


Description

The Company



A well-established Private Equity (AUM USD 10B) with a fast growing and growing presence in Asia is looking for Compliance Officer role.



The Role




  • Provide regulatory advice and regular compliance checking

  • Update compliance policies and procedures and coordinate with business units to ensure due compliance with regulatory requirements

  • Follow up with the findings of SFC after the onsite examination

  • Implement the AML Policy and Procedures to cope with the regulations and requirements

  • Assist to perform KYC checking on funds' investors

  • Open bank accounts and manage banking relationship




Your Profile




  • Bachelor's degree in Accounting, Finance or Law is required

  • Minimum 3 years relevant experience preferably in compliance area

  • Knowledge with Type 1, 4 and 9 license related business under SFC regulation

  • AML/KYC experience

  • Preferred with experience in Asset Management industry

  • Strong oral and written communicate skills with clients and colleagues at all levels





Apply Today


To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.vvv



Hong Kong

9th Floor, Nexxus Building
41 Connaught Road
Central
Hong Kong Island
hk
+852 3653 7300
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