Investment Bank - Client Onboarding Officer [20-25K]
$20000 - 25000 / month
Central and Western District
11 February 2019
Banking and financial services
Our client is an investment bank with worldwide presence which is expanding its businesses in Asia Pacific.
- Performing screening reviews and KYC document collection for all Asian clients.
- Managing the workflow process for client account opening
- Liaising with external clients to collect all information, documents and to manage account opening process
- Collaborating with various s internal stakeholders such as FATCA team and clients on documentation collection for KYC purpose
- Performing verification checks to ensure that all documents submitted meet the firm's standard and requirements.
- Classifying new and/or existing clients from a risk and regulatory perspective.
- Interacting with existing clients on periodic reviews when needed
- Liaising with internal teams such as AML and Compliance teams on resolving any issues arising from the screening processes
- Maintaining a current database of all information, documents, financial reports, and news on our accounts for Compliance vetting, Legal and Internal Audit.
- Promoting ideas for process improvement and assisting in implementation.
- Excellent communication skills (verbal and written) are a must-have. Proficiency in Business Mandarin/Cantonese is desirable
- Good understanding of constitutional documents and corporate structures is required
- Working knowledge of account-opening and related processes is required
- Knowledge of markets and instruments is a plus, in addition to front to back investment banking processes
- Knowledge of anti-money laundering regulations desirable
- Proficient in Word and Excel
- Good prioritization, organisational and multi-tasking skills
- Self-motivated, desire to be challenged and eager to learn
- Preferably degree holder
To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.
Hong Kong9th Floor, Nexxus Building
41 Connaught Road
Hong Kong Island
hk +852 3653 7300