Assistant Manager, Business Compliance, Asset Management


Salary : $480000 - $600000
Location : Eastern District
Post Date :

Description :

The Company

Our client is a reputable, multi- faceted European Asset Management firm with a growing business in APAC region, and your exceptional skills are needed for Compliance function. With a streamlined organization this company is set for growth, and here is an exciting opportunity to be part of a business that continually invests in its employees by providing ongoing training, networking and mobility.

The Role

As a direct reporter to the Head of Legal & Compliance you will serve as a compliance expert to perform well-rounded compliance tasks for the group.

  • Review and enhance compliance policies and procedures to ensure regulatory requirements
  • Conduct compliance review on client due diligence under the local AML and CTF guidelines
  • Review marketing materials to ensure HK and APAC compliance regulations
  • Implement and conduct regular compliance monitoring and testings procedures
  • Handle and coordinate enquiries from SFC regarding licensing matters, on-site examination, etc.
  • Provide compliance advisory and training to internal staffs
  • Perform compliance monitoring and review reports on investment compliance

Your Profile

  • Degree holder in Accounting or Law, with relevant professional qualifications
  • Minimum 3 years of compliance experience in asset management firms or SFC
  • Familiar with SFC codes and guidelines and Securities and Futures Ordinance
  • Solid exposure in handling enquiries from regulators such as SFC
  • Analytical and detail-minded, with great communication skills
  • Excellent command in spoken and written English and Chinese

Apply Today

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Hong Kong

21st Floor, Nexxus Building
41 Connaught Road
Hong Kong
Phone : +852 3653 7300

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