Director, Compliance Monitoring


Salary:

HKD100000 - 100000 / month

Location:

Central and Western District

Date posted:

13 June 2019

Employment type:

Permanent

Reference:

220216A

Specialisation:

Banking and financial services


Description

The Company


My client is one of the most reputable Insurance Company and they are looking for great talent to join their Compliance team. This role can work closely with the business.



Major Responsibilities



  • Working with the broader Risk & Compliance Team, develop and implement an effective compliance monitoring plan which supports the needs of the business on an ongoing basis

  • Plan and lead monitoring activities, in accordance with the Annual Monitoring Plan

  • Design testing plans and conduct sample monitoring to assess the design and operating effectiveness of controls

  • Responsible for pro-active engagement to communicate findings and discuss the methods and solutions required to achieve control improvement

  • Oversight of delivery of agree action plans and reporting to governance forums where required

  • Provide technical support and contribute to improvements in the creation and maintenance of data analysis and audit tools and methodology

  • Contribute to annual planning processes, including identification of emerging compliance risks, weaknesses in controls identified through prior testing, and engagement of business leads

  • Provide support to the business in all aspects of compliance, including but not limited to providing education in and continued monitoring of the implementation of key elements of the Compliance Framework such as Incident Reporting, Regulatory Change Management and identification and monitoring of legal, regulatory, contractual and policy obligations



Knowledge & Experience



  • Bachelor or Master Degree

  • Minimum of 10 years' experience in the financial regulatory compliance field (preferably within the insurance industry) in a similar compliance or audit role

  • Strong knowledge of commercial compliance obligations in Hong Kong

  • Fluent in spoken and written English and Cantonese



Apply Today


To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.



Hong Kong

9th Floor, Nexxus Building
41 Connaught Road
Central
Hong Kong Island
hk
+852 3653 7300
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