General Compliance, Licensing, Wealth Management

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Salary : $480000 - $600000
Location : Eastern District
Post Date :

Description :

The Company

Our client is a reputable, multi- faceted International banking gorup with a growing business in APAC region, and your exceptional skills are needed for Compliance function. With a streamlined organization this company is set for growth, and here is an exciting opportunity to be part of a business that continually invests in its employees by providing ongoing training, networking and mobility.

The Role

You will serve as a team member under Licensing Compliance Department to handle all licensing matters and to support other Compliance review work in the banking group.

  • Handle SFC and HKMA licensing matters such as S72B manager, EO, and RO applications
  • Conduct compliance maintenance works such as examination and CPT tracking
  • Conduct annual fit and proper declaration process for licensed staff
  • Handle and coordinate enquiries from regulators such as on/off site inspection, self- assessments, and other compliance matters.
  • Conduct compliance training for internal staff.

Your Profile

  • Degree holder in Accounting or Law, with relevant professional qualifications
  • Minimum 3 years of relevant compliance experience in financial institutions
  • Multi-tasking, detail-minded, with great communication skills
  • Excellent command in spoken and written English and Chinese

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Hong Kong

21st Floor, Nexxus Building,
41 Connaught Road,
Hong Kong
Phone : +852 3653 7300

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